SPLK-2002 Splunk Enterprise Certified Architect Free Practice Exam Questions (2025 Updated)

The indexers may have different configurations than the heavy forwarders, which might cause the issue of inconsistently formatted events for a web sourcetype. The heavy forwarders perform parsing and indexing on the data before sending it to the indexers. If the indexers have different configurations than the heavy forwarders, such as different props.conf or transforms.conf settings, the data may be parsed or indexed differently on the indexers, resulting in inconsistent events. The search head configurations do not affect the event formatting, as the search head does not parse or index the data. The data inputs configurations on the forwarders do not affect the event formatting, as the data inputs only determine what data to collect and how to monitor it. The forwarder version does not affect the event formatting, as long as the forwarder is compatible with the indexer. For more information, see [Heavy forwarder versus indexer] and [Configure event processing] in the Splunk documentation.

The correct answer is C. Knowledge Object replication. This is a valid use case that a search head cluster addresses, as it ensures that all the search heads in the cluster have the same set of knowledge objects, such as saved searches, dashboards, reports, and alerts1. The search head cluster replicates the knowledge objects across the cluster members, and synchronizes any changes or updates1. This provides a consistent user experience and avoids data inconsistency or duplication1. The other options are not valid use cases that a search head cluster addresses. Option A, providing redundancy in the event a search peer fails, is not a use case for a search head cluster, but for an indexer cluster, which maintains multiple copies of the indexed data and can recover from indexer failures2. Option B, search affinity, is not a use case for a search head cluster, but for a multisite indexer cluster, which allows the search heads to preferentially search the data on the local site, rather than on a remote site3. Option D, increased Search Factor (SF), is not a use case for a search head cluster, but for an indexer cluster, which determines how many searchable copies of each bucket are maintained across the indexers4. Therefore, option C is the correct answer, and options A, B, and D are incorrect.

1: About search head clusters 2: About indexer clusters and index replication 3: Configure search affinity 4: Configure the search factor

Splunk internal indexes are the indexes that store Splunk’s own data, such as internal logs, metrics, audit events, and configuration snapshots. By default, Splunk internal indexes are stored in the SPLUNK_HOME/var/lib/splunk directory, along with other user-defined indexes. The SPLUNK_HOME/bin directory contains the Splunk executable files and scripts. The SPLUNK_HOME/var/run directory contains the Splunk process ID files and lock files. The SPLUNK_HOME/etc/system/default directory contains the default Splunk configuration files.

The KV store forms its own cluster within a SHC. The maximum number of SHC members KV store will form is 50. The KV store cluster is a subset of the SHC members that are responsible for replicating and storing the KV store data. The KV store cluster can have up to 50 members, but only 20 of them can be active at any given time. The other members are standby members that can take over if an active member fails. The KV store cluster cannot have more than 50 members, nor can it have an unlimited number of members. The KV store cluster cannot have 25 or 100 members, because these numbers are not multiples of 5, which is the minimum replication factor for the KV store cluster

The client filters available in serverclass.conf are DNS name, IP address, and platform (machine type). These filters allow the administrator to specify which forwarders belong to a server class and receive the apps and configurations from the deployment server. The Splunk server role is not a valid client filter in serverclass.conf, as it is not a property of the forwarder. For more information, see [Use forwarder management filters] in the Splunk documentation.

The telnet and tcpdump tools can be leveraged to diagnose connection problems between an indexer and forwarder. The telnet tool can be used to test the connectivity and port availability between the indexer and forwarder. The tcpdump tool can be used to capture and analyze the network traffic between the indexer and forwarder. The splunk btool command can be used to check the configuration files of the indexer and forwarder, but it cannot diagnose the connection problems. The splunk btprobe command does not exist, and it is not a valid tool.

Within the [clustering] stanza of the server.conf file, the mode attribute defines the functional role of a Splunk instance within an indexer cluster. Splunk documentation identifies three valid modes:

mode = manager

Defines the node as the Cluster Manager (formerly called the Master Node).

Responsible for coordinating peer replication, managing configurations, and ensuring data integrity across indexers.

mode = peer

Defines the node as an Indexer (Peer Node) within the cluster.

Handles data ingestion, replication, and search operations under the control of the manager node.

mode = searchhead

Defines a Search Head that connects to the cluster for distributed searching and data retrieval.

The value “deployer” (Option C) is not valid within the [clustering] stanza; it applies to Search Head Clustering (SHC) configurations, where it is defined separately in server.conf under [shclustering].

Each mode must be accompanied by other critical attributes such as manager_uri, replication_port, and pass4SymmKey to enable proper communication and security between cluster members.

References (Splunk Enterprise Documentation):

• Indexer Clustering: Configure Manager, Peer, and Search Head Modes

• server.conf Reference – [clustering] Stanza Attributes

• Distributed Search and Cluster Node Role Configuration

• Splunk Enterprise Admin Manual – Cluster Deployment Architecture

Increasing the search factor in the cluster will best address the requirement of high availability for searchable data. The search factor determines how many copies of searchable data are maintained by the cluster. A higher search factor means that more indexers can serve the data in case of a failure or a maintenance event. Increasing the replication factor will improve the availability of raw data, but not searchable data. Increasing the number of search heads or CPUs on the indexers will improve the search performance, but not the availability of searchable data. For more information, see Replication factor and search factor in the Splunk documentation.

 A collection is defined in the collections.conf file, which specifies the name, schema, and permissions of the collection. The kvstore.conf file is used to configure the KV store settings, such as the port, SSL, and replication factor. The other two files do not exist1

The following logs are included in the _introspection index, which contains data that the Splunk Enterprise deployment logs for platform instrumentation:

disk_objects.log. This log contains information about the disk objects that Splunk creates and manages, such as buckets, indexes, and files. This log can help monitor the disk space usage and the bucket lifecycle.

resource_usage.log. This log contains information about the resource usage of Splunk processes, such as CPU, memory, disk, and network. This log can help monitor the Splunk performance and identify any resource bottlenecks. The following logs are not included in the _introspection index, but rather in the _internal index, which contains data that Splunk generates for internal logging:

audit.log. This log contains information about the audit events that Splunk records, such as user actions, configuration changes, and search activity. This log can help audit the Splunk operations and security.

metrics.log. This log contains information about the performance metrics that Splunk collects, such as data throughput, data latency, search concurrency, and search duration. This log can help measure the Splunk performance and efficiency. For more information, see About Splunk Enterprise logging and [About the _introspection index] in the Splunk documentation.

According to the Splunk SmartStore Architecture Guide, the primary benefit of SmartStore is the separation of storage from compute resources within an indexer cluster. SmartStore enables Splunk to decouple indexer storage (data at rest) from the compute layer (indexers that perform searches and indexing).

With SmartStore, active (hot/warm) data remains on local disk for fast access, while older, less frequently searched (remote) data is stored in an external object storage system such as Amazon S3, Google Cloud Storage, or on-premises S3-compatible storage. This separation reduces the storage footprint on indexers, allowing organizations to scale compute and storage independently.

This architecture improves cost efficiency and scalability by:

Lowering on-premises storage costs using object storage for retention.

Enabling dynamic scaling of indexers without impacting total data availability.

Reducing replication overhead since SmartStore manages data objects efficiently.

SmartStore does not affect replication or search factors (Option A), does not handle Knowledge Object replication (Option C), and the Cluster Manager is still required (Option D) to coordinate cluster activities.

References (Splunk Enterprise Documentation):

• SmartStore Overview and Architecture Guide

• SmartStore Deployment and Configuration Manual

• Managing Storage and Compute Independence in Indexer Clusters

• Splunk Enterprise Capacity Planning – SmartStore Sizing Guidelines

According to the Splunk documentation1, the _indextime field is the time when Splunk indexed the event. This field can be used to confirm duplicate event issues from failed file monitoring, as it can show you when each duplicate event was indexed and if they have different _indextime values. You can use the Search Job Inspector to inspect the search job that returns the duplicate events and check the _indextime field for each event2. The other options are false because:

The _time field is the time extracted from the event data, not the time when Splunk indexed the event. This field may not reflect the actual indexing time, especially if the event data has a different time zone or format than the Splunk server1.

The _index_latest field is not a valid Splunk internal field, as it does not exist in the Splunk documentation or the Splunk data model3.

The latest field is a field that represents the latest time bound of a search, not the time when Splunk indexed the event. This field is used to specify the time range of a search, along with the earliest field4.

In the context of splunkd.log events written to the _internal index, the field that identifies the specific log channel is the "channel" field. This information is confirmed by the Splunk Common Information Model (CIM) documentation, where "channel" is listed as a field name associated with Splunk Audit Logs​​.

 The parallelIngestionPipelines setting can be adjusted on the indexers and forwarders to improve Splunk performance. The parallelIngestionPipelines setting determines how many concurrent data pipelines are used to process the incoming data. Increasing the parallelIngestionPipelines setting can improve the data ingestion and indexing throughput, especially for high-volume data sources. The parallelIngestionPipelines setting can be adjusted on the indexers and forwarders by editing the limits.conf file. The parallelIngestionPipelines setting cannot be adjusted on the search head or the cluster master, because they are not involved in the data ingestion and indexing process.

The correct answer is B. Set the Replication Factor based on allowed indexer failure. This is a best practice for adding data resiliency to a single-site indexer cluster, as it ensures that there are enough copies of each bucket to survive the loss of one or more indexers without affecting the searchability of the data1. The Replication Factor is the number of copies of each bucket that the cluster maintains across the set of peer nodes2. The Replication Factor should be set according to the number of indexers that can fail without compromising the cluster’s ability to serve data1. For example, if the cluster can tolerate the loss of two indexers, the Replication Factor should be set to three1.

The other options are not best practices for adding data resiliency. Option A, setting the Replication Factor to 49, is not recommended, as it would create too many copies of each bucket and consume excessive disk space and network bandwidth1. Option C, always using the default Replication Factor of 3, is not optimal, as it may not match the customer’s requirements and expectations for data availability and performance1. Option D, setting the Replication Factor based on allowed search head failure, is not relevant, as the Replication Factor does not affect the search head availability, but the searchability of the data on the indexers1. Therefore, option B is the correct answer, and options A, C, and D are incorrect.

1: Configure the replication factor 2: About indexer clusters and index replication

Searching for closed_txn=0 in this search filters results to situations where Splunk was started, but not stopped. This means that the transaction was not completed, and Splunk crashed before it could finish the pipelines. The closed_txn field is added by the transaction command, and it indicates whether the transaction was closed by an event that matches the endswith condition1. A value of 0 means that the transaction was not closed, and a value of 1 means that the transaction was closed1. Therefore, option D is the correct answer, and options A, B, and C are incorrect.

1: transaction command overview

The curl https://serverhost:8089/services/admin/inputstatus/TailingProcessor:FileStatus command is used to check the status of the tailed files when troubleshooting monitor inputs. Monitor inputs are inputs that monitor files or directories for new data and send the data to Splunk for indexing. The TailingProcessor:FileStatus endpoint returns information about the files that are being monitored by the Tailing Processor, such as the file name, path, size, position, and status. The splunk cmd btool inputs list | tail command is used to list the inputs configurations from the inputs.conf file and pipe the output to the tail command. The splunk cmd btool check inputs layer command is used to check the inputs configurations for syntax errors and layering. The curl https://serverhost:8089/services/admin/inputstatus/TailingProcessor:Tailstatus command does not exist, and it is not a valid endpoint.

When installing Enterprise Security on a Search Head Cluster (SHC), the following steps should be done: Install Enterprise Security on the deployer, and use the deployer to deploy Enterprise Security to the cluster members. Enterprise Security is a premium app that provides security analytics and monitoring capabilities for Splunk. Enterprise Security can be installed on a SHC by using the deployer, which is a standalone instance that distributes apps and other configurations to the SHC members. Enterprise Security should be installed on the deployer first, and then deployed to the cluster members using the splunk apply shcluster-bundle command. Enterprise Security should not be installed on a staging instance, because a staging instance is not part of the SHC deployment process. Enterprise Security configurations should not be copied to the deployer, because they are already included in the Enterprise Security app package.

The Splunk Enterprise Security and Encryption documentation specifies that the primary mechanism for securing data in motion within a Splunk environment is to enable TLS/SSL encryption between forwarders and indexers. This ensures that log data transmitted from Universal Forwarders or Heavy Forwarders to Indexers is fully encrypted and protected from interception or tampering.

The correct configuration involves setting up signed SSL certificates on both forwarders and indexers:

On the forwarder, TLS settings are defined in outputs.conf, specifying parameters like sslCertPath, sslPassword, and sslRootCAPath.

On the indexer, TLS is enabled in inputs.conf and server.conf using the same shared CA for validation.

Splunk’s documentation explicitly states that this configuration protects data-in-transit between the collection (forwarder) and indexing (storage) tiers — which is the critical link where sensitive log data is most vulnerable.

Other communication channels (e.g., deployment server to clients or browser to Splunk Web) can also use encryption but do not secure the ingestion pipeline that handles the indexed data stream. Therefore, TLS should be implemented between Splunk forwarders and indexers.

References (Splunk Enterprise Documentation):

• Securing Data in Transit with SSL/TLS

• Configure Forwarder-to-Indexer Encryption Using SSL Certificates

• Server and Forwarder Authentication Setup Guide

• Splunk Enterprise Admin Manual – Security and Encryption Best Practices